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Human Nature and Dao in Early China (Fall 2023)
Human Nature and Dao in Early China (Fall 2023)

Human Nature and Dao in Early China (Fall 2023)

Created
Apr 20, 2023 2:59 AM
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TIME: Mondays 11:45a-1:45p

PLACE CUNY Graduate Center Room 6494 (6th Floor)

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BULLETIN DESCRIPTION

The central organizing concept in early Chinese philosophical writings (ca. 6th to 3rd centuries BCE) is dao 道, often translated as 'way' in English. And just as 'way' has a broad semantic range, including the meanings of path, road, practice, skill, or method, so too does 道. To follow a dao is, according to these texts, to enact a set of practices, norms, rituals, etc., that lead to the cultivation, realization, or expression of some value.

Since a dao is supposed to guide persons, articulating a compelling dao requires an appropriate understanding of the nature of persons. So this period witnesses not only competing conceptions of dao but also competing conceptions of persons to go along with them, including discussions of human nature, emotion, and virtuosity. Evaluating a dao thus includes not only its underlying value(s), commitments, and practices, but also its conception of persons and how they relate to the broader social and asocial world.

In this course, we will examine some of the most compelling conceptions found in the classical period of Chinese thought. Our aim will be to understand them in their context and also evaluate them from our own perspective. Readings will include selections from seminal texts (such as the Zhuangzi), as well as some recently excavated ones. We will also look at some of the secondary literature, and draw connections with contemporary work in philosophy, anthropology, and cognitive science as appropriate.

No prior familiarity with Chinese philosophy or the Chinese language will be assumed or required. If there is sufficient interest, I may organize a weekly crash-course in the classical Chinese language alongside (and in addition to) the seminar coursework.

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REQUIRED TEXTS

We’ll be reading portions of a number of texts spanning roughly the 6th to 3rd centuries BCE. I will be making these available as PDFs.

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ASSESSMENTS
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30% = Weekly Teams Discussions

These posts are not only to help us get to know one another's perspectives and enrich our understandings of the texts, but also to help me fine-tune my comments (sometimes longer, hopefully shorter) that will start off every session.

  • All participants will post short (~150-300 words) weekly reactions to the readings on the course's Microsoft Team.
  • I do not want summaries of the readings. The reactions may raise some questions, reflections, or general reactions to the whole reading or to very specific passages or arguments.
  • These should be posted to the relevant Teams channel by the Saturday prior to the Monday meeting, so I can wake up on Sunday and enjoy them all with a cup of tea 🫖.
  • Participants are also expected to read one another's posts and respond to them as appropriate / when of interest.

Apart from these instructions I'll leave things open-ended. Sometimes you'll have a lot to say, sometimes... not so much. That’s fine. (I will of course join the discussion and try to say helpful things.)

NOTE: Auditors are expected to participate in these discussions.

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70% = Final Paper

The primary written assignment will consist of a 4000-5000 word paper. You must submit an abstract and talk to me about your topic before you commit to a paper. Here are some details:

  • This course satisfies either Group C (ethics) or Group D (ancient) requirements. Final papers must concentrate on a problem in ethics/value theory OR a historical / interpretive problem in order to satisfy these requirements, respectively. You must tell me which type of paper you plan to write.
  • The primary purpose of this paper is for me to be able to assess your learning. Don’t get too stressed about it. It doesn’t have to be a brilliant piece of original scholarship. The most important thing is that it needs to be done and reflect serious engagement with some aspect(s) of the course material.
    • If you don’t work in value theory or you don’t plan to do further work in Chinese philosophy or you are just doing this to satisfy your Ancient requirement or whatever, it’s just something you have to do as part of your graduate work.
    • If you get super excited about this material (it happens!) then obviously you might want to spend more time on the paper, in which case let me know and we can work out some extra time if you need it.
  • You can write it anytime, I suppose. But you should probably wait until we’re done Part 1 and Part 2 at least (see the Course Overview, below). The deadline, though, is DECEMBER 20.
    • Do your best to submit the paper on time, and avoid taking an INC. They are rarely worth it and are frequently never completed.
    • Think of an INC as something to consider only if you’re really into the paper. If you're not particularly inspired, it is way, way worse to take an INC. It’s unlikely you’ll suddenly get more inspired once the course is done and we’re no longer talking about the material.
  • The word count is a guideline only. You can write as much as you think is necessary to make your point, within reason. (Don’t give me anything much more than 7000 words, though. That’s ridiculous.) I have chosen 4000-5000 words as a guideline, so that you write enough so I can assess what you’ve done during the semester, but not too much.
    • NOTE: A paper this length can be modified easily to be suitable for submission to a national conference (such as the APA) or a specialized conference in Chinese philosophy (e.g. the Midwest Conference on Chinese Thought, the Northeast Conference on Chinese Thought).
  • If you have an abstract by around Thanksgiving that’s great, but you might want to get deeper into Part 3 before committing. That’s fine too.

COURSE OVERVIEW

Here’s what we’re looking at:

  • The course is organized into three parts, each of roughly the same length (4-5 weeks)
  • Each part explores some aspects and theories of human nature in the classical period and how it relates to dao.
  • We will be looking at texts spanning multiple philosophical ‘schools of thought’
  • All readings will be made available electronically.
    • If you have your own editions of the primary texts below, just let me know which ones you have. In most cases they will be fine.

A detailed weekly reading schedule (including selections from the secondary literature) is forthcoming.

PART 1 - Reactive Nature

In Part 1 we focus on some accounts of human nature and psychology from two main texts: the first Outer Chapters of the Zhuangzi (an anthology of early ‘Daoist’ writings), and the Xing Zi Ming Chu (XZMC 性自命出), often translated as ‘Nature Emerges from the Decree’. This latter text, unread for millennia and only discovered in a tomb in 1993, is not only of interest on its own (as a detailed analysis of human nature and human affect/emotion) but also has important implications for the views we examine in Part 2. We will also consider some passages from the Analects (a repository of saying of Kongzi—Confucius—and his followers).

There are two aspects of human nature that we’ll explore in this first part of the course. The first is that human nature is fundamentally reactive. That is, humans are creatures with latent energies that are continuously being prompted, moved, swayed, and shaped by their immediate environments. This leads several thinkers to think deeply about how to structure dao (a set of practices, norms, rituals, etc.) so as to accommodate this fact of human nature. The second, which might be seen as a corollary or more specific application of the first, is that humans are naturally drawn to and emulate those in prestigious positions, whether these persons are virtuous or vicious. We will look at the implications of this claim, and evaluate it from a cultural evolutionary perspective.

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Primary Texts

  • Analects (select passages; translated by Slingerland)
  • Xing Zi Ming Chu (translation by Ivanhoe)
  • The ‘Primitivist Essays’ in the Zhuangzi (chapters 8, 9, 10, and the beginning of 11; translation by Graham)
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Secondary Works

Connolly 2019 - The metaphysical background to early Confucian ethics.pdf164.3KB
Goldin 2005 - Heaven's mandate.pdf114.2KB
Kagan 1992 - The Structure of Normative Ethics.pdf1460.0KB
Keating 2014 - What is history of philosophy.pdf185.2KB
Perkins 2019 - Metaphysics in Chinese Philosophy.pdf301.1KB
Appendices from Rosemont 2013 - A Reader’s Companion to the Confucian Analects.pdf88.9KB
Henrich and Gil-White 2001 - The evolution of prestige - Freely conferre ... ce as a mechanism for enhancing the benefits of cultural transmission.pdf202.6KB
Li 2007 - Li as cultural grammar.pdf285.9KB
Olberding 2012 - Moral exemplars in the Analects(excerpts).pdf225.3KB
Sarkissian 2014 - Ritual and rightness in the Analects.pdf734.9KB
Sarkissian 2022 - Well-Functioning Daos and Moral Relativism (with reply and response).pdf167.2KB
Middendorf 2008 - Again on 'Qing'. With a Translation of the Guodian 'Xing zi ming chu'.pdf28403.6KB
Brindley 2006 - Music and “seeking one's heart-mind” in the “Xing Zi Ming Chu”.pdf635.1KB
Chan 2019 - Xing 性 and Qing 情 - Human Nature and Moral Cultivation in the Guodian Text Xing zi ming chu 性自命出 (Nature Derives from Endowment).pdf442.8KB
Ivanhoe 2023 - Nature comes from the mandate (2023).pdf251.2KB

PART 2 - The Ru Debate: Gaozi, Mengzi (Mencius), and Xunzi on Human Nature

In this second part of the course, we examine a disagreement concerning human nature among several early Ru 儒 thinkers. (The Ru are commonly referred to as ‘Confucians’ today.)

In the 4th century BCE, Mengzi (Mencius), in the course of a debate with Gaozi (a senior Ru), makes the seemingly novel claim that human nature is good (shàn 善). We will examine the motivations behind this claim and evaluate its plausibility—both in its context as well as from a contemporary perspective. (Mengzi’s view has inspired primatologists such as Franz de Waal and psychologists such as Jonathan Haidt.) We then turn to Xunzi, who lived a century after Mengzi and explicitly (even stridently!) attacked his claim as false. Human nature is not good; it is bad/repugnant (è 惡). Moreover, he argues that Mengzi’s view has deleterious consequences for the project of self-cultivation, as it undermines the need to consult tradition, texts, and teachers. Beyond Xunzi’s refutation of Mengzi, we will also look his ‘state of nature’ account, his theory of the origins of ritual propriety in human society, and his views concerning Heaven/Nature tian 天.

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Primary Texts

  • Mengzi (Book 6A and other select passages; translation by Bloom)
  • Xunzi (Chapters 17, 19, 21, 22, and 23; translation by Hutton)
    • Depending on time: Chunqiu Fanlu 春秋繁露 (Luxuriant Gems of the Spring and Autumn, ca. 2nd century BCE), Chapter 35, “Deeply Examine Names and Designations,” and 36, “Substantiating Human Nature”, translation by Major et al.)
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Secondary Works

Chan - Philosophical thought of Mencius.pdf181.6KB
Chong 2007 - Debating human nature.pdf1278.6KB
Goldin 2020 - The Art of Chinese Philosophy (selections).pdf12136.2KB
Olberding 2016 - Etiquette - a Confucian contribution to moral philosophy.pdf180.6KB
Perkins 2010 - Recontextualizing xing - self-cultivation and human nature in the Guodian texts.pdf5922.2KB
Van Norden 2007 - Virtue Ethics and Consequentialism in Early Chinese Philosophy (selection on Gaozi).pdf283.7KB
Wong - Early Confucian Philosophy and the Development of Compassion.pdf595.0KB

PART 3 - Mozi, Laozi, Zhuangzi, and Shi-Fei 是非 Cognition

Lastly, according to several thinkers in this period, human minds have a tendency to divide up and structure their world into things that are shì 是 (correct/right/good) and things that are fei 非 (incorrect/false/bad). Some (such as Zhuangzi) explicitly link it to the concept of xìng or nature.

For the Mohists, this tendency should be exploited in dao formation, allowing individuals to align their normative judgments along a single correct pattern and thereby reliably carve up the world into things that are shì 是 (correct/right/good) and things that are fei 非 (incorrect/false/bad). For Laozi and Zhuangzi, however, this form of cognition is pernicious—something to be overcome or undone—as it prevents us from dealing with the world (and one another) in ways that reflect its true complexity.

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Primary Texts

  • Mozi (selections from the core triads and some Dialogues; translation by Fraser)
  • Laozi (select chapters; translation by LaFargue, probably)
  • Zhuangzi (selections from the Inner Chapters; translation by Ziporyn)
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Secondary Works

TBD

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